Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mui fan? Claim Your ProfileMui fan Graca is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Mui fan has been in the financial industry since July 14, 2000, and is registered with the state of California as a Registered Investment Advisor and in Texas as a Registered Investment Advisor-Resident. Mui fan has also passed the Series 66 Uniform Combined State Law Examination, Series 65 Uniform Investment Adviser Law Examination, Series 7 General Securities Representative Examination, and Series 24 General Securities Principal Examination. Mui fan has experience working with TRANSAMERICA FINANCIAL ADVISORS, INC. Previously, Mui fan was a financial advisor with TRANSAMERICA FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/02/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
09/04/2009 - 04/16/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)
CA
07/10/2000 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (PASADENA CA)
IA
Issued 11/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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