Invested Better
Unclaimed

Unclaimed

Unclaimed

Muhammad Usman Zia

B. Riley Wealth Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Muhammad? Claim Your Profile

About Muhammad Usman Zia

Muhammad Usman Zia is a registered representative with B. Riley Wealth Advisors, Inc. based in Miami, Florida. Muhammad Usman Zia has been in the securities industry since January 22, 2009. Muhammad Usman Zia is also a registered investment advisor representative in Florida. Prior to joining B. Riley Wealth Advisors, Inc., Muhammad Usman Zia was registered with NATIONAL SECURITIES CORPORATION and VFINANCE INVESTMENTS, INC.

Firm Information

Muhammad Zia is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Muhammad Zia’s Registration & Firm History

FL

11/15/2017 - Present

B. Riley Wealth Advisors, Inc. (Miami FL)

FL

11/30/2011 - 07/22/2022

NATIONAL SECURITIES CORPORATION (Miami FL)

FL

01/22/2009 - 12/20/2012

VFINANCE INVESTMENTS, INC (MIAMI FL)

Not sure if Muhammad Usman Zia is right for you?

Licenses & Designations

BOTH

Issued 11/03/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2010

Series 4 - Registered Options Principal Examination

BC

Issued 10/26/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Muhammad Usman Zia.
Not sure if Muhammad Usman Zia is right for you?