Unclaimed
Muhammad Ali Khan is a financial professional with UBS Securities LLC. Muhammad Ali Khan is registered with the state of New York. Muhammad Ali Khan has been in the industry since September 11, 2023 and has passed the Series 63, Series 79TO, and SIE exams. Previously, Muhammad Ali Khan worked for CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/23/2023 - Present
UBS Securities LLC (New York NY)
NY
09/12/2023 - 10/23/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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