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Mudassir Arby

Bofa Securities, Inc.

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About Mudassir Arby

Mudassir Arby is a registered representative with Bofa Securities, Inc. Arby has been in the financial industry since 2014 and has a Series 99 and SIE. Prior to joining Bofa Securities, Inc., Arby worked at DEUTSCHE BANK SECURITIES INC. Arby is currently licensed in New York.

Firm Information

Mudassir Arby is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Mudassir Arby’s Registration & Firm History

NY

05/25/2023 - Present

Bofa Securities, Inc. (NEW YORK NY)

NY

08/25/2014 - 04/25/2023

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mudassir Arby.
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