Unclaimed
Moushumi Kokaram is a financial professional with experience in the securities industry. Moushumi holds the Series 99TO and SIE exams. Moushumi is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc. Moushumi has previous experience with Morgan Stanley & Co. LLC and SG Americas Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2023 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
NY
11/01/2022 - 05/18/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/28/2020 - 09/22/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/28/2020
Series 99TO - Operations Professional Examination
BC
Issued 08/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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