Unclaimed
Moulaye Niang is a registered representative of DFA Securities LLC. Moulaye has been in the securities industry since 2012. Moulaye is licensed in 49 states and holds the Series 7, Series 63, and SIE licenses. Prior to joining DFA Securities LLC in 2017, Moulaye worked for the firm in Austin, Texas. Moulaye's current office is located in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/20/2017 - Present
DFA Securities LLC (CHARLOTTE NC)
TX
02/14/2012 - 03/24/2015
DFA SECURITIES LLC (AUSTIN TX)
BC
Issued 10/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Moulaye Niang is the right advisor for you? Invested Better is here to help.