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Mostafa Shalaby

Pruco Securities, LLC

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About Mostafa Shalaby

Mostafa Shalaby is a financial professional with Pruco Securities, LLC, a registered investment advisor with a strong focus on serving individuals, high-net-worth individuals, corporations, and trusts and estates. Mostafa's experience in the financial industry dates back to January 2021. Mostafa has passed the Series 63, Series 6TO, and SIE exams and is licensed to operate in New York and Vermont. Mostafa is committed to helping clients achieve their financial goals through a personalized approach.

Firm Information

Mostafa Shalaby is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Mostafa Shalaby’s Registration & Firm History

NY

01/04/2021 - Present

Pruco Securities, LLC (Dewitt NY)

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Licenses & Designations

BC

Issued 01/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mostafa Shalaby.
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