Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mosi? Claim Your ProfileMosi Li is a financial advisor at Citigroup Global Markets Inc. Mosi Li has been in the industry for 10 years. Mosi Li is registered in 53 states and the District of Columbia. Mosi Li holds the Series 7, 63, 66, 31 and SIE licenses. Mosi Li is also a Chartered Financial Analyst. Citigroup Global Markets Inc. is a registered investment adviser with more than $50 billion in assets under management. The firm has 11754 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/24/2021 - Present
Citigroup Global Markets Inc. (LOS ANGELES CA)
CA
07/27/2016 - 05/15/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BC
Issued 08/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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