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Moshe Tzui Greenfield

Celadon Financial Group LLC

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About Moshe Tzui Greenfield

Moshe Greenfield is an active broker with a broker-dealer registration in the state of New York and is currently registered with Celadon Financial Group LLC. Moshe has been in the securities industry since December 22, 1997. Moshe has experience with a variety of firms including J.H. Darbie & Co., Inc., LEGEND SECURITIES, INC., and LEGEND TRADING, LLC. Moshe is a licensed securities professional with experience in Investment Banking.

Firm Information

Moshe Greenfield is currently registered with Celadon Financial Group LLC. Celadon Financial Group LLC is a Limited Liability Company formed on March 9, 2009. The firm is registered with the SEC and in 34 states, including Arizona, California, Colorado, Connecticut, and Delaware. They have been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Moshe Greenfield’s Registration & Firm History

NY

04/02/2019 - Present

Celadon Financial Group LLC (Brooklyn NY)

NY

12/18/2018 - 04/02/2019

ALTERNATIVE EXECUTION GROUP (Brooklyn NY)

NY

12/07/2016 - 12/14/2018

J.H. DARBIE & CO., INC. (brooklyn NY)

NY

01/07/2009 - 12/02/2016

LEGEND SECURITIES, INC. (BKLYN NY)

NY

10/27/2009 - 02/01/2013

LEGEND TRADING, LLC (NEW YORK NY)

NY

12/10/1997 - 12/31/2008

POND EQUITIES (BROOKLYN NY)

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Licenses & Designations

BC

Issued 11/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/24/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Moshe Tzui Greenfield.
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