Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Moshe? Claim Your ProfileMoshe Katri is a financial professional with over 30 years of experience in the industry. Moshe has a strong track record of providing investment advice and portfolio management services to a diverse range of clients. Moshe is currently a Registered Representative with Wedbush Securities Inc. Previously, Moshe was registered with several other firms, including Williams Trading LLC, CRT Capital Group LLC, Cowen and Company, Warburg Dillon Read LLC, SBC Warburg Dillon Read Inc., and Oppenheimer & Co., Inc. Moshe holds the Series 7, Series 63, Series 86, and Series 87 licenses and specializes in various investment areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/23/2016 - Present
Wedbush Securities Inc. (NEW YORK NY)
CT
07/12/2016 - 08/23/2016
WILLIAMS TRADING LLC (WESTPORT CT)
NY
11/17/2015 - 06/30/2016
CRT CAPITAL GROUP LLC (New York NY)
NY
07/15/1999 - 08/12/2015
COWEN AND COMPANY (NEW YORK NY)
NY
06/23/1997 - 05/07/1999
WARBURG DILLON READ LLC (NEW YORK NY)
CT
06/18/1998 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
04/20/1992 - 06/25/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 04/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/29/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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