Unclaimed
Moshe Bajnon is a financial advisor with Ares Wealth Management Solutions, LLC. Moshe has been in the financial services industry since September 17, 2007. Moshe is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states. Moshe is a Series 7, Series 3, Series 63, Series 66, and Series 24 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/12/2022 - Present
Ares Wealth Management Solutions, LLC (New York NY)
NY
06/02/2016 - 07/08/2022
ARES MANAGEMENT CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/01/2009 - 10/11/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
01/24/2003 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 04/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 3 - National Commodity Futures Examination
BC
Issued 01/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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