Unclaimed
Moshe Aronov is a financial advisor with over 25 years of experience in the industry. Aronov is currently registered with LPL Financial LLC and Private Advisor Group, LLC. Moshe has a broad range of experience, having previously worked with firms such as Chase Investment Services Corp., AllianceBernstein Investments, Inc., HD Brous & Co., Inc., Northridge Capital Corporation, G.F.B. Securities, Inc. and Gilford Securities Incorporated. Moshe is registered with the Securities and Exchange Commission (SEC) and holds a Series 7, Series 63, and Series 65 license, as well as the Securities Industry Essentials (SIE) exam. Moshe works primarily with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/03/2021 - Present
LPL Financial LLC (BOCA RATON FL)
NY
04/11/2007 - 11/10/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
01/10/2001 - 04/04/2007
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SECAUCUS NJ)
NY
04/17/2000 - 12/18/2000
HD BROUS & CO., INC. (GREAT NECK NY)
NY
08/18/1999 - 06/13/2000
NORTHRIDGE CAPITAL CORPORATION (MELVILLE NY)
NY
03/26/1999 - 09/09/1999
G.F.B. SECURITIES, INC. (EAST MEADOW NY)
NY
10/04/1996 - 04/05/1999
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
09/04/1996 - 10/10/1996
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 09/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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