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Morton Patrick McCormack

Wells Fargo Securities, LLC

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About Morton Patrick McCormack

Morton McCormack is a financial professional with over 11 years of experience in the industry. Morton has worked with a variety of firms, including Goldman Sachs & Co. LLC, SVB Leerink LLC, and SunTrust Robinson Humphrey, Inc. Morton holds the Series 7, Series 79, and Series 63 licenses and is currently registered with Wells Fargo Securities, LLC. Morton is currently registered in all 50 states.

Firm Information

Morton McCormack is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Morton McCormack’s Registration & Firm History

MA

09/29/2023 - Present

Wells Fargo Securities, LLC (BOSTON MA)

MA

02/10/2022 - 12/14/2022

GOLDMAN SACHS & CO. LLC (BOSTON MA)

MA

04/27/2020 - 01/07/2022

SVB LEERINK LLC (BOSTON MA)

GA

08/30/2011 - 04/02/2020

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 11/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/29/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Morton Patrick McCormack.
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