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Morton Linden Duke

Nylife Securities LLC

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About Morton Linden Duke

Morton Linden Duke is a securities professional with over 29 years of experience in the financial services industry. Currently, Morton is registered with Nylife Securities LLC. Morton has been registered with Nylife Securities LLC since October 22, 2001. Morton has also held previous registrations with several firms including Citicorp Investment Services, NYLIFE SECURITIES INC., FISERV INVESTOR SERVICES, INC., COLIN WINTHROP & CO., INC., SPENCER TRASK SECURITIES INCORPORATED, JOSEPHTHAL LYON & ROSS INCORPORATED, D. BLECH & COMPANY, INCORPORATED and CHATFIELD DEAN & CO., INC.. Morton is licensed to conduct business in New York.

Firm Information

Morton Duke is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Morton Duke’s Registration & Firm History

NY

10/22/2001 - Present

Nylife Securities LLC (NEW YORK NY)

NY

08/03/2000 - 10/03/2001

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

03/01/2000 - 07/25/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

TX

01/07/1999 - 11/30/1999

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

TX

05/28/1998 - 11/25/1998

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

NY

11/08/1996 - 01/28/1998

COLIN WINTHROP & CO., INC. (JERICHO NY)

NY

05/01/1996 - 10/22/1996

SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)

NY

10/04/1994 - 04/12/1996

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

02/18/1994 - 10/26/1994

D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)

CO

09/25/1993 - 12/10/1993

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 08/31/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Morton Linden Duke. Review regulatory record here.
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