Unclaimed
Mortimer Joseph Buckley is a registered representative with Vanguard Marketing Corp. Mortimer holds a Series 6, Series 26 and Series 63 license. Mortimer has been in the securities industry since February 23, 1999. Mortimer is currently registered with the state of Pennsylvania. Mortimer Buckley works out of the Malvern, PA office of Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/24/1999 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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