Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Gottesman is a financial advisor at U.S. Capital Wealth Advisors, LLC. Morris has been in the industry since March 22, 1988 and holds a variety of licenses and certifications, including the Series 3, 7, and 63 licenses. Morris is registered with the state of Texas as an investment advisor representative. Prior to joining U.S. Capital Wealth Advisors, LLC, Morris worked at Wells Fargo Advisors, LLC, Prudential Securities Incorporated, and Salomon Smith Barney Inc. Morris also has a variety of other business interests, including serving as a board member for the Anti-Defamation League and HeartGift. Morris is a highly experienced financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
07/01/2003 - 12/23/2014
WELLS FARGO ADVISORS, LLC (AUSTIN TX)
NY
05/04/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 05/15/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/23/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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