Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Piercey is a financial advisor with Vanguard Marketing Corp. Morris has been in the financial industry since June 29, 2004. Morris is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7 and 63 licenses as well as the SIE exam. Morris is licensed to sell securities in 53 states, and has a branch office in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/29/2004 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 07/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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