Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Lynn Monroe is a registered investment advisor representative with Avior Wealth Management, LLC based in Omaha, NE. Morris has been in the financial industry since 1984 and has extensive experience in investment advisory services. Morris also holds several professional designations and licenses including Series 7, 63, 65, 24, 28, 52TO, 53, 79TO, 99TO and SIE. Morris is registered with the state of Texas and has experience serving individuals, high net worth individuals, corporations, trusts and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/05/2022 - Present
Avior Wealth Management, LLC (THE WOODLANDS TX)
NA
08/04/1986 - 12/05/1988
HYDE PARK FINANCIAL, INC.
NA
10/03/1984 - 06/17/1986
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
NA
12/09/1983 - 08/30/1984
HPI CORPORATION
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/14/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/1991
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 04/30/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1982
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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