Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Kaufman is a financial advisor registered with IP Financial Advisory Services LLC in Charlotte, North Carolina. Morris has been in the financial services industry since 1996, and holds a Series 6, 7, 63, and 65 licenses, as well as the SIE. Previously, Morris was affiliated with MerCap Securities, LLC, H. Beck, Inc., Stuart Financial Corp., MML Investors Services, Inc., W.H. Stuart & Associates, and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
11/04/2020 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
GA
02/16/2017 - 11/02/2020
MERCAP SECURITIES, LLC (ATLANTA GA)
PA
06/04/2004 - 12/31/2016
H. BECK, INC. (MEDIA PA)
GA
03/25/2004 - 06/10/2004
STUART FINANCIAL CORP. (NORCROSS GA)
MA
03/27/2002 - 03/10/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
GA
02/02/2000 - 03/28/2002
W.H. STUART & ASSOCIATES (NORCROSS GA)
GA
08/05/1996 - 12/08/1999
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 05/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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