Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Betesh is an investment professional with over 23 years of experience in the financial industry. Morris has been registered with UBS Financial Services Inc. since October 2023. Prior to that, Morris was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated for 13 years and KSH Investment Group, Inc. for a year. Morris is a Series 7, Series 63, and Series 66 licensed professional. Morris specializes in providing portfolio management for individuals, businesses, and corporations, as well as financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/11/2023 - Present
UBS Financial Services Inc. (New York NY)
NY
10/20/2010 - 10/12/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/10/2000 - 11/13/2001
KSH INVESTMENT GROUP, INC. (GREAT NECK NY)
NY
01/20/1998 - 07/02/1999
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
12/17/1997 - 01/05/1998
THE J.B. SUTTON GROUP, LLC (MELVILLE NY)
NY
09/30/1997 - 12/15/1997
FIRST UNITED EQUITIES CORPORATION (NEW YORK NY)
NY
09/20/1993 - 09/05/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
03/30/1993 - 09/30/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
02/11/1991 - 04/15/1993
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 11/16/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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