Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Esquenazi is a financial advisor with Northwestern Mutual Investment Services, LLC, in Aventura, Florida. Morris has been in the financial industry since September 6, 2012, and is registered with FINRA as a Registered Representative (RA). Morris is also registered as an Investment Adviser Representative (IAR) in Florida. In addition to working with Northwestern Mutual, Morris is also Treasurer for the Townhouses of Emerald Hills Association. Morris is registered to offer securities and investment advisory services in Florida, California, District of Columbia, Georgia, Massachusetts, Nevada, New York, North Carolina, Oklahoma, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
11/29/2012 - Present
Northwestern Mutual Investment Services, LLC (AVENTURA FL)
BOTH
Issued 11/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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