Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Ernesto Gordon is an investment advisor representative with Empower Advisory Group, LLC, a registered investment advisor. Morris has been in the securities industry since April 2009 and has been registered with the Securities and Exchange Commission (SEC) since September 2021. Morris Gordon has an active broker-dealer registration in Florida. Morris is also registered as an investment advisor representative in Florida. He is licensed to sell securities in 52 states and the District of Columbia. Morris Gordon holds the Series 7, Series 10, Series 24, Series 55, Series 57TO, and Series 66 licenses. Prior to joining Empower Advisory Group, LLC, Morris worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/02/2021 - Present
Empower Advisory Group, LLC (St Augustine FL)
FL
09/09/2009 - 08/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
04/17/2009 - 08/04/2009
PRUCO SECURITIES, LLC. (JACKSONVILLE FL)
NY
02/12/2009 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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