Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Moser is an investment advisor representative with Avantax Advisory Services. Morris has been in the financial services industry since January 25, 1990. Morris is registered with the state of North Carolina and Texas. Morris also has a Series 7, Series 31, Series 63, Series 65 and Series 66 licenses. Morris holds a Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NC
01/25/2024 - Present
Avantax Advisory Services (Winston- Salem NC)
NC
07/03/2019 - 03/02/2021
WORLD EQUITY GROUP, INC. (Winston-Salem NC)
NC
10/29/2014 - 08/07/2019
TAYLOR CAPITAL MANAGEMENT INC. (Winston Salem NC)
NC
07/03/2012 - 09/30/2014
RESOURCE HORIZONS GROUP LLC (WINSTON-SALEM NC)
NC
06/16/2006 - 07/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINSTON-SALEM NC)
NC
09/08/2000 - 07/10/2006
UBS FINANCIAL SERVICES INC. (HIGH POINT NC)
VA
05/05/1999 - 09/29/2000
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
07/22/1997 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NC
01/20/1996 - 07/11/1997
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
GA
02/11/1995 - 12/31/1995
WMA SECURITIES, INC. (DULUTH GA)
NC
07/12/1991 - 05/11/1995
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NY
05/25/1988 - 12/06/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 12/19/2000
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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