Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morris? Claim Your ProfileMorris Franco is a financial advisor in Atlanta, Georgia, with over 40 years of experience in the industry. Morris currently works with Wells Fargo Clearing Services, LLC. Prior to that, Morris has worked at Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Wachovia Securities, LLC, Wachovia Securities, Inc, Salomon Smith Barney Inc, Lehman Brothers Inc, E. F. Hutton & Company Inc, and Prudential-Bache Securities Inc. Morris has passed several securities exams including Series 3, 4, 7, 8, 9, 10, 63, and 65. Morris is registered to provide brokerage and investment advisory services in 20 states and has been a member of FINRA for over 20 years. Morris has a wide range of experience and has worked with various types of clients including individuals, corporations, charitable organizations, pension plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
03/01/2016 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
04/01/2013 - 03/24/2016
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
GA
05/06/2005 - 04/08/2013
RBC CAPITAL MARKETS, LLC (ATLANTA GA)
MO
06/15/2002 - 05/06/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
12/11/1998 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
07/31/1993 - 12/23/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/24/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/25/1983 - 04/02/1986
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 05/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/15/1999
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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