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Morris Alan Brooks

MMA Securities LLC

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About Morris Alan Brooks

Morris Alan Brooks is a financial advisor with over 30 years of experience in the financial services industry. Brooks currently works with MMA Securities LLC and has worked with several other firms throughout his career. His experience includes working with both individual clients and retirement plan participants. Morris Alan Brooks is registered with the state of Texas and New Mexico and holds Series 6, SIE, and Series 63 licenses.

Firm Information

Morris Brooks is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Morris Brooks’s Registration & Firm History

TX

03/22/2017 - Present

MMA Securities LLC (Midland TX)

TX

03/20/2017 - 03/21/2017

MMA SECURITIES LLC (Midland TX)

TX

01/01/2004 - 03/21/2017

VOYA FINANCIAL ADVISORS, INC. (MIDLAND TX)

IA

02/13/2001 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

MN

05/21/1991 - 02/12/2001

FORTIS INVESTORS, INC. (OAKDALE MN)

NA

08/19/1986 - 05/13/1991

F & G SECURITIES, INC.

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Licenses & Designations

BC

Issued 09/16/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Morris Alan Brooks.
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