Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morin? Claim Your ProfileMorin Ly Lam is a registered investment advisor representative with Citigroup Global Markets Inc. Morin has been in the financial services industry since 2008. Morin has held previous positions with HSBC Securities (USA) Inc., Citigroup Global Markets Inc., Wells Fargo Advisors, LLC and Blackrock Investments, LLC. Morin provides asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
07/07/2017 - Present
Citigroup Global Markets Inc. (WASHINGTON DC)
DC
03/10/2015 - 03/22/2017
HSBC SECURITIES (USA) INC. (WASHINGTON DC)
DC
12/16/2013 - 02/19/2015
CITIGROUP GLOBAL MARKETS INC. (Washington DC)
DC
02/08/2013 - 11/26/2013
WELLS FARGO ADVISORS, LLC (WASHINGTON DC)
MA
02/26/2008 - 02/03/2012
BLACKROCK INVESTMENTS, LLC (BOSTON MA)
BOTH
Issued 06/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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