Unclaimed
Morihiko Goto is a registered investment advisor representative with Eagle Strategies LLC. Morihiko has been in the financial services industry since 1991. Morihiko is registered in New Jersey and New York. Morihiko has passed the Series 3, 5, 7, 15, 24, 63, 65, 7TO and SIE exams. Morihiko specializes in providing financial planning, pension consulting and portfolio management services. Morihiko's previous firms include MML Investors Services, LLC, GOTO Capital Markets, INC., UTENDAHL CAPITAL GROUP, LLC, UTENDAHL CAPITAL PARTNERS, L.P., RBS GREENWICH CAPITAL, PAINEWEBBER INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/25/2022 - Present
Eagle Strategies LLC (WALL NJ)
NJ
05/20/2019 - 02/07/2022
MML INVESTORS SERVICES, LLC (WALL TOWNSHIP NJ)
NY
02/18/2011 - 05/26/2015
GOTO CAPITAL MARKETS, INC. (NEW YORK NY)
NY
10/10/2007 - 07/02/2009
UTENDAHL CAPITAL GROUP, LLC (NEW YORK NY)
NY
10/10/2007 - 07/02/2009
UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)
CT
06/04/1992 - 10/12/2007
RBS GREENWICH CAPITAL (GREENWICH CT)
NJ
06/26/1991 - 03/17/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/25/1984 - 07/02/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 7/2/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 7/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 5/20/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 5/26/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1984
Series 3 - National Commodity Futures Examination
BC
Issued 11/6/1984
Series 5 - Interest Rate Options Examination
BC
Issued 9/28/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 9/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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