Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Stanton Nix is a Registered Representative of Stifel, Nicolaus & Company, Inc. Morgan Nix has 12 years of experience in the securities industry. Morgan Nix is registered in Alabama and Texas. Morgan Nix's current employer is Stifel, Nicolaus & Company, Inc. Previous employers include RAYMOND JAMES & ASSOCIATES, INC. and MORGAN KEEGAN & COMPANY, INC.. Morgan Nix has passed the Series 63, Series 66 and Series 7 exams, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/02/2020 - Present
Stifel, Nicolaus & Company, Inc. (MOBILE AL)
AL
02/13/2013 - 11/11/2014
RAYMOND JAMES & ASSOCIATES, INC. (MOBILE AL)
AL
07/29/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MOBILE AL)
BOTH
Issued 11/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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