Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Schleif is a financial advisor with over 30 years of experience in the industry. Morgan has been registered with Wealth Enhancement Advisory Services, LLC since January 2014. Prior to this, Morgan was registered with SII INVESTMENTS, INC., FSC SECURITIES CORPORATION, FFP SECURITIES, INC., PIM FINANCIAL SERVICES, INC., WORKMAN SECURITIES CORPORATION, MARINER FINANCIAL SERVICES, INC. and PFS INVESTMENTS INC. Morgan holds a Series 6, 7, 63, and 65 license, along with the SIE exam. Morgan is a registered investment advisor in Minnesota, and is also registered as a broker-dealer in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
01/15/2014 - Present
Wealth Enhancement Advisory Services, LLC (ARDEN HILLS MN)
MN
12/19/2001 - 02/09/2007
SII INVESTMENTS, INC. (VADNAIS HEIGHTS MN)
GA
03/02/1998 - 12/20/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
MO
02/08/1996 - 03/03/1998
FFP SECURITIES, INC. (CHESTERFIELD MO)
CA
03/21/1995 - 02/08/1996
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
MN
07/07/1993 - 03/07/1995
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
FL
02/23/1993 - 07/08/1993
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
GA
07/17/1992 - 03/02/1993
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 12/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Morgan Schleif is the right advisor for you? Invested Better is here to help.
