Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Paul Hees has been in the financial services industry since February 24, 1989. Morgan is currently registered with UBS Financial Services Inc. Morgan also previously worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Quest Capital Strategies, Inc. and Dean Witter Reynolds Inc. Morgan is licensed in 44 states. Morgan is a Series 7, 31, 63, and 65 licensed representative. Morgan holds the Series 7, Series 31, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NV
01/20/2015 - Present
UBS Financial Services Inc. (LAS VEGAS NV)
NM
06/01/2009 - 01/28/2015
MORGAN STANLEY (SANTA FE NM)
NM
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA FE NM)
NM
11/09/1995 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA FE NM)
CA
01/11/1991 - 12/16/1995
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NA
03/25/1987 - 02/06/1989
DEAN WITTER REYNOLDS INC.
IA
Issued 12/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Morgan Hees is the right advisor for you? Invested Better is here to help.
