Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Jaffe is a financial professional with a strong background in the financial industry. Morgan currently holds Series 63, SIE, Series 7TO, and Series 7 licenses. Morgan currently works for Northern Lights Distributors, LLC and is registered with FINRA. Morgan's experience in the industry dates back to 2015, when Morgan worked for KA ASSOCIATES, INC. in Los Angeles, CA. Morgan has a demonstrated history of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
05/03/2023 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
CA
10/01/2015 - 12/13/2016
KA ASSOCIATES, INC. (LOS ANGELES CA)
BC
Issued 11/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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