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Morgan Mitchell

Jefferies LLC

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About Morgan Mitchell

Morgan Mitchell is a financial advisor with Jefferies LLC. Morgan has been in the financial services industry for over 10 years, starting their career in 2013. Prior to joining Jefferies LLC, Morgan was employed at Guggenheim Securities, LLC, Energy Capital Solutions LLC and Lockton Financial Advisors, LLC. Morgan has a broad range of experience in the financial services industry, having held positions in investment banking and securities.

Firm Information

Morgan Mitchell is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Morgan Mitchell’s Registration & Firm History

TX

06/09/2022 - Present

Jefferies LLC (HOUSTON TX)

TX

08/12/2021 - 05/25/2022

GUGGENHEIM SECURITIES, LLC (Houston TX)

TX

08/28/2019 - 05/18/2020

ENERGY CAPITAL SOLUTIONS LLC (DALLAS TX)

TX

09/27/2013 - 09/22/2017

LOCKTON FINANCIAL ADVISORS, LLC (DALLAS TX)

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Licenses & Designations

BOTH

Issued 12/19/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Morgan Mitchell.
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