Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Daffern is a financial advisor with over 9 years of experience in the industry. Morgan currently works at Wells Fargo Clearing Services, LLC and is registered with FINRA. Prior to joining Wells Fargo, Morgan worked with Morgan Stanley and E*TRADE SECURITIES LLC. Morgan holds the Series 63, Series 7, and SIE licenses. Morgan is able to provide investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
07/01/2024 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
09/05/2023 - 04/02/2024
MORGAN STANLEY (Sandy UT)
UT
04/01/2021 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
09/12/2014 - 01/07/2021
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 08/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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