Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Williams is a financial advisor with over 35 years of experience in the industry. Morgan has been registered with Wells Fargo Clearing Services, LLC since October 2024. Prior to that, Morgan was registered with J.P. MORGAN SECURITIES LLC from March 1988 to October 2015. Morgan holds Series 3, 7, 63 and SIE licenses. Morgan is registered in 19 states, including New York, Texas, California, Florida, and Maryland. Morgan has been employed by Morgan Stanley, Morgan Stanley Private Bank, N.A., and J.P. Morgan Chase Bank, N.A., in addition to the firms listed above.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/07/2024 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
03/28/1988 - 10/08/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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