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Morgan Helm

Dash Financial Technologies LLC

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About Morgan Helm

Morgan Helm is a securities professional with a strong foundation in the industry. Morgan is registered with the Financial Industry Regulatory Authority (FINRA) and is currently employed by Dash Financial Technologies LLC. Morgan holds the Series 7TO and SIE licenses, demonstrating their commitment to providing comprehensive financial services. Their registration with FINRA allows them to provide investment advice and trade securities on behalf of clients. Morgan is dedicated to helping clients achieve their financial goals.

Firm Information

Morgan Helm is currently registered with Dash Financial Technologies LLC. Dash Financial Technologies LLC is a Limited Liability Company formed in December 2001. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Morgan Helm’s Registration & Firm History

NJ

11/14/2023 - Present

Dash Financial Technologies LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 03/11/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Morgan Helm.
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