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Morgan Edward Roseneau

Advisors Asset Management, Inc.

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About Morgan Edward Roseneau

Morgan Edward Roseneau is a financial advisor at Advisors Asset Management, Inc. Morgan has been working in the financial services industry since December 2020. Morgan is registered with the state of North Carolina and holds Series 7TO, SIE, and Series 63 licenses. Morgan has experience working with individuals, investment companies, and businesses. Morgan's previous experience includes working at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC. Morgan is committed to providing clients with personalized financial advice to help them achieve their goals.

Firm Information

Morgan Roseneau is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Morgan Roseneau’s Registration & Firm History

NC

03/20/2023 - Present

Advisors Asset Management, Inc. (Charlotte NC)

NC

02/02/2021 - 11/16/2021

JANNEY MONTGOMERY SCOTT LLC (CHARLOTTE NC)

NC

03/22/2019 - 08/31/2020

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/19/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Morgan Edward Roseneau.
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