Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Becker has been in the financial industry since 1996. Morgan is registered with Morgan Stanley and has been working there since 2009. Morgan holds the Series 7, 9, 10, 31, and 63 licenses and the Series 65 designation. Morgan specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisers to individuals, businesses, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/19/2009 - Present
Morgan Stanley (Walnut Creek CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WALNUT CREEK CA)
CA
05/31/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WALNUT CREEK CA)
NJ
03/02/1998 - 06/09/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IL
08/26/1997 - 03/12/1998
RODMAN & RENSHAW INC. (CHICAGO IL)
CA
07/23/1996 - 09/02/1997
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
IA
Issued 06/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Morgan Becker is the right advisor for you? Invested Better is here to help.
