Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morgan? Claim Your ProfileMorgan Ley is a financial professional with over 20 years of experience in the industry. Morgan is currently registered with Canaccord Genuity LLC and holds Series 7, 24, 63, 79TO and SIE licenses. Morgan was previously registered with Raymond James & Associates, Inc., CANACCORD GENUITY INC. and SunTrust Capital Markets, Inc. Morgan is licensed in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/09/2017 - Present
Canaccord Genuity LLC (BOSTON MA)
MA
10/26/2010 - 12/31/2016
RAYMOND JAMES & ASSOCIATES, INC. (BOSTON MA)
MA
02/20/2004 - 10/19/2010
CANACCORD GENUITY INC. (BOSTON MA)
GA
07/27/2001 - 02/26/2004
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
08/25/1999 - 07/27/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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