Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Morayma? Claim Your ProfileMorayma Soledad Gonzalez is a financial professional with over 25 years of experience in the industry. Gonzalez is currently a registered representative at Stifel, Nicolaus & Company, Inc. in Conshohocken, Pennsylvania. Prior to Stifel, Nicolaus & Company, Inc., Gonzalez was a registered representative with MORGAN STANLEY in Winter Park, Florida, and J.P. MORGAN SECURITIES LLC in New York, New York. Gonzalez has a strong background in securities trading and investment advisory services, and holds a variety of licenses and certifications including Series 7, Series 9, Series 10, Series 24, and Series 55. Gonzalez specializes in providing financial planning, investment management, and portfolio management services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/14/2021 - Present
Stifel, Nicolaus & Company, Inc. (CONSHOHOCKEN PA)
FL
10/11/2019 - 01/07/2021
MORGAN STANLEY (WINTER PARK FL)
NY
10/01/2008 - 05/03/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/06/1996 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
02/12/1996 - 03/05/1996
CHEMICAL SECURITIES, INC.
MD
09/16/1994 - 02/13/1996
CHASE SECURITIES, INC. (NEW YORK MD)
NY
02/19/1993 - 08/24/1994
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 02/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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