Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Moosa? Claim Your ProfileMoosa Aziz is a registered representative with Mufg Securities Americas Inc. located in New York, New York. Moosa has been in the securities industry since March 20, 2001. Moosa has a Series 7, Series 63, and Series 7TO license. Moosa Aziz is also registered in 52 states. Moosa Aziz was previously registered with SMBC Nikko Securities America, Inc. and BNP Paribas Securities Corp..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/26/2020 - 04/05/2022
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
04/08/1999 - 11/12/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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