Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mooho? Claim Your ProfileMooho Lee is a registered representative with Ace Diversified Capital, Inc. Mooho has been in the securities industry since June 25, 1991. Mooho is licensed in California. Mooho previously worked at ETECH SECURITIES, INC. and HANMI SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/19/2009 - Present
ACE Diversified Capital, Inc. (LOS ANGELES CA)
CA
02/09/2005 - 09/28/2009
ETECH SECURITIES, INC. (LOS ANGELES CA)
CA
01/15/1991 - 08/30/2004
HANMI SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 09/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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