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Monty Wayne Guthrie

Hilltop Securities Inc.

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About Monty Wayne Guthrie

Monty Wayne Guthrie is an active registered representative with Hilltop Securities Inc. in Dallas, Texas. Monty has been in the securities industry since April 2, 1998, and holds Series 7, 55, 57TO, 63, 99TO, and SIE licenses. Monty has been registered in Texas since July 2, 2002. Monty Wayne Guthrie is able to provide securities advice in the following areas: stocks, fixed income, mutual funds, investment advisory services, and insurance.

Firm Information

Monty Guthrie is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Monty Guthrie’s Registration & Firm History

TX

04/03/1998 - Present

Hilltop Securities Inc. (DALLAS TX)

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Licenses & Designations

BC

Issued 09/01/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Monty Wayne Guthrie.
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