Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monte? Claim Your ProfileMonte Scott Brown is a financial professional with over 25 years of experience in the industry. Monte is currently registered with Equitable Distributors, LLC and has held previous positions with GWFS Equities, Inc., Transamerica Capital, Inc., Touchstone Securities, Inc., and Capital Analysts, Incorporated. Monte is licensed in multiple states, including California, Iowa, Montana, Nebraska, New Mexico, Texas, and Washington. Monte holds Series 6, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/07/2019 - Present
Equitable Distributors, LLC (Charlotte NC)
CO
06/14/2016 - 03/29/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/28/2007 - 05/13/2016
TRANSAMERICA CAPITAL, INC. (DENVER CO)
OH
03/13/2001 - 08/06/2007
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
OH
09/05/1996 - 02/09/2001
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
IA
Issued 02/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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