Unclaimed
Monte Traficante is a financial professional with over 15 years of experience in the industry. Monte is currently registered with Muriel Siebert & Co., LLC in Miami, FL. Prior to joining Muriel Siebert & Co., LLC, Monte was associated with Stockcross Financial Services, Inc.. Monte has passed the Series 63, Series 7, Series 24 and SIE exams and is licensed to conduct business in several states. Monte has a strong background in the financial services industry and is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/02/2018 - Present
Muriel Siebert & CO., LLC (Miami FL)
CA
02/08/2018 - 01/02/2020
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
CA
09/27/2007 - 12/31/2017
STOCKCROSS FINANCIAL SERVICES, INC. (CALABASAS CA)
BC
Issued 08/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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