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Monte S Traficante

Muriel Siebert & CO., LLC

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About Monte S Traficante

Monte Traficante is a financial professional with over 15 years of experience in the industry. Monte is currently registered with Muriel Siebert & Co., LLC in Miami, FL. Prior to joining Muriel Siebert & Co., LLC, Monte was associated with Stockcross Financial Services, Inc.. Monte has passed the Series 63, Series 7, Series 24 and SIE exams and is licensed to conduct business in several states. Monte has a strong background in the financial services industry and is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Monte Traficante is currently registered with Muriel Siebert & CO., LLC. Muriel Siebert & CO., LLC is a Limited Liability Company, formed on January 1, 2024. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with a total of 53 approved registrations.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Monte Traficante’s Registration & Firm History

FL

01/02/2018 - Present

Muriel Siebert & CO., LLC (Miami FL)

CA

02/08/2018 - 01/02/2020

STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)

CA

09/27/2007 - 12/31/2017

STOCKCROSS FINANCIAL SERVICES, INC. (CALABASAS CA)

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Licenses & Designations

BC

Issued 08/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Monte S Traficante.
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