Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monte? Claim Your ProfileMonte Paul Marshall is an investment advisor representative with NBC Securities, Inc., registered in Alabama, California, Colorado, Florida, Georgia, Illinois, Louisiana, Maryland, New York, Ohio, and Texas. Monte has been in the securities industry since 2005, working for MML Investors Services, LLC, and NBC Securities, Inc. Monte holds the Series 6, Series 7TO, Series 63, and Series 65 licenses, in addition to the SIE exam. NBC Securities, Inc., is a firm headquartered in Birmingham, Alabama, which provides investment advisory services to individuals, corporations, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has $1 billion to $10 billion in assets under management. Monte is specialized in portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
01/05/2022 - Present
NBC Securities, Inc. (BIRMINGHAM AL)
AL
01/24/2007 - 01/10/2014
MML INVESTORS SERVICES, LLC (BIRMINGHAM AL)
AL
10/17/2005 - 01/04/2007
MML INVESTORS SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 03/31/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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