Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monte? Claim Your ProfileMonte James Harrick is an investment advisor representative with Valmark Advisers, Inc. Monte has been in the securities industry since May 16, 1990. Monte is registered with the state of California and Utah as an investment advisor representative. Prior to working with Valmark Advisers, Inc., Monte worked with FAS CORP., Northwestern Mutual Investment Services, LLC, CLARK SECURITIES, INC., WESTPORT FINANCIAL SERVICES, L.L.C., MML INVESTORS SERVICES, INC., G. R. PHELPS & CO., INC., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/02/2021 - Present
Valmark Advisers, Inc. (Irvine CA)
CA
09/01/2009 - 06/06/2017
FAS CORP. (LOS ANGELES CA)
CA
06/23/2008 - 09/03/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
05/14/2001 - 06/12/2008
CLARK SECURITIES, INC. (LOS ANGELES CA)
FL
08/06/1996 - 05/14/2001
WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)
MA
03/01/1996 - 08/08/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
02/15/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
MA
11/15/1989 - 08/25/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/15/1989 - 08/25/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 08/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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