Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monroe? Claim Your ProfileMonroe Diefendorf is an investment advisor representative with Consolidated Portfolio Review Corp. Monroe has been in the industry since March 2, 1975. Monroe is licensed in New York, Texas, and Maryland and is registered with FINRA. Monroe also holds Series 1, 7, 24, 51, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/16/2017 - Present
Consolidated Portfolio Review Corp. (WOODBURY NY)
NY
01/15/2003 - 03/03/2020
STERLING MONROE SECURITIES, LLC (LOCUST VALLEY NY)
DE
09/05/1989 - 01/14/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NA
07/15/1987 - 09/11/1989
MONY SECURITIES CORP.
NY
01/25/1984 - 09/11/1989
MONY SECURITIES CORP. (NEW YORK NY)
NY
03/03/1975 - 09/11/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
07/15/1987 - 08/01/1987
FSC SECURITIES CORPORATION
NA
06/11/1987 - 07/21/1987
NATHAN & LEWIS SECURITIES, INC.
NA
03/03/1975 - 06/18/1987
MONY SECURITIES CORP.
NA
04/06/1981 - 01/01/1985
PERSONAL ECONOMICS SECURITIES CORPORATION
BC
Issued 06/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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