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Monish Manik Mansukhani

Mizuho Securities USA LLC

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About Monish Manik Mansukhani

Monish Mansukhani is a securities professional with over 13 years of experience in the financial industry. Monish is currently registered with Mizuho Securities USA LLC as a broker in New York, New York. Monish has held previous positions with RBC Capital Markets, LLC and Credit Suisse Securities (USA) LLC. Monish has passed the Series 63, Series 57TO, SIE, and Series 7 examinations.

Firm Information

Monish Mansukhani is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Monish Mansukhani’s Registration & Firm History

NY

02/18/2020 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/20/2016 - 04/16/2019

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NA

02/02/2010 - 01/28/2016

RBC CAPITAL MARKETS, LLC (HONG KONG )

NY

12/10/2003 - 04/27/2006

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Monish Manik Mansukhani.
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