Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monique? Claim Your ProfileMonique Victoria Romero is a financial professional with over six years of experience in the industry. Monique currently works at TLS Financial Services, Inc. and is registered with FINRA. Monique has been registered with the Securities Industry and Financial Markets Association (FINRA) since 2021 and has held various roles at firms including Tangent Capital Partners, LLC, Hubble Investments, LLC, Ninth Eternity Securities LLC, and Consensys Digital Securities LLC. Monique holds the Series 7, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/10/2024 - Present
TLS Financial Services, Inc. (TOWSON MD)
NJ
10/31/2018 - 07/08/2024
TANGENT CAPITAL PARTNERS, LLC (SHORT HILLS NJ)
CA
06/06/2019 - 05/03/2024
HUBBLE INVESTMENTS, LLC (SAN MATEO CA)
MA
02/22/2022 - 04/29/2024
NINTH ETERNITY SECURITIES LLC (CAMBRIDGE MA)
NY
09/16/2020 - 07/21/2023
CONSENSYS DIGITAL SECURITIES LLC (NEW YORK NY)
CA
03/29/2022 - 03/31/2023
SINGPOLI WEALTH MANAGEMENT LLC (Arcadia CA)
NJ
09/22/2020 - 12/01/2022
CRB SECURITIES, LLC (FORT LEE NJ)
NY
11/30/2020 - 11/29/2022
NORFOLK MARKETS, LLC (NEW YORK NY)
CA
09/29/2020 - 08/23/2022
ALTRUIST FINANCIAL LLC (CULVER CITY CA)
NY
04/26/2021 - 09/24/2021
CORTEX INVESTMENT BANKING, LLC (NEW YORK NY)
NY
11/02/2018 - 01/07/2021
CAPFI PARTNERS LLC (NEW YORK NY)
FL
10/01/2020 - 12/08/2020
FSIC (BOCA RATON FL)
NY
10/25/2018 - 11/30/2020
STRATFORD PARTNERS (NEW YORK NY)
FL
04/13/2018 - 09/23/2020
FSIC (BOCA RATON FL)
MI
10/31/2018 - 05/07/2019
NYPPEX, LLC (LANSING MI)
NY
04/16/2018 - 05/06/2019
BENCHMARK INVESTMENTS, INC. (NEW YORK NY)
NY
04/06/2018 - 08/06/2018
EASTGATE SECURITIES, LLC (NEW YORK NY)
NY
11/03/2016 - 01/04/2017
ENLACE MARKETS, INC. (NEW YORK NY)
BC
Issued 11/03/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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