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Monique V. Sinmao

SOL Capital Management Co.

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About Monique V. Sinmao

Monique Sinmao is a financial advisor and investment advisor representative with Sol Capital Management Co. Monique has been registered with the Securities and Exchange Commission (SEC) since 2019. Monique has a Series 7, Series 63, Series 65, and Series 86 & 87 licenses. Monique has over 20 years of experience in the financial services industry.

Firm Information

Monique Sinmao is currently registered with SOL Capital Management Co.. SOL Capital Management Co. is an investment advisor registered with the SEC and located in Rockville, MD. The firm manages approximately $2.7 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Their services include portfolio management for individuals and businesses. They do not offer financial planning or any other services.
SOL Capital Management Co.

111 ROCKVILLE PIKE

ROCKVILLE, MD 20850

$2.66B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Monique Sinmao’s Registration & Firm History

MD

08/21/2020 - Present

SOL Capital Management Co. (ROCKVILLE MD)

NY

05/20/2016 - 07/08/2016

SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)

IL

10/05/2006 - 11/04/2008

HOVDE SECURITIES LLC (INVERNESS IL)

NY

12/06/2004 - 06/26/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/11/2001 - 03/23/2004

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

12/04/2000 - 03/26/2001

UBS WARBURG LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/08/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/03/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2016

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2016

Series 7 - General Securities Representative Examination

BC

Issued 12/30/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/23/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Monique V. Sinmao.
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