Unclaimed
Monique Sinmao is a financial advisor and investment advisor representative with Sol Capital Management Co. Monique has been registered with the Securities and Exchange Commission (SEC) since 2019. Monique has a Series 7, Series 63, Series 65, and Series 86 & 87 licenses. Monique has over 20 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MD
08/21/2020 - Present
SOL Capital Management Co. (ROCKVILLE MD)
NY
05/20/2016 - 07/08/2016
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
IL
10/05/2006 - 11/04/2008
HOVDE SECURITIES LLC (INVERNESS IL)
NY
12/06/2004 - 06/26/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/11/2001 - 03/23/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/04/2000 - 03/26/2001
UBS WARBURG LLC (NEW YORK NY)
IA
Issued 07/08/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/23/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
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